Structured results
rule_id, severity, blocking, values, remediation hints.
Public PreviewTesting header enabled
Open sitemap
/compliance
Compliance
Pre-trade checks and governance, built into every workflow.
Rule outputs are structured, auditable, and designed for overrides with clear accountability.
Rule engine outputs you can trust
Override workflows
Request → approve/reject → logged with rationale.
Restricted lists
Prevent breaches before routing orders.
Exposure limits
Sector, geography, concentration, leverage.
Evidence trail
Correlation IDs and audit records for each decision.
Exception handling
Non-happy paths become explicit states, not chaos.
Typical compliance workflow
Draft order
01User creates order in blotter or detail view.
Pre-trade checks
02Rules evaluate exposures and restrictions.
Decision
03Pass / warnings / fail, with structured breaches.
Override (optional)
04Maker-checker and rationale logged.
Route
05Only permitted orders proceed to execution.
Audit record
06Decision context stored for investigations.
Need a governance-ready audit export?
Compliance decisions can be exported and reviewed with consistent schemas and trace IDs.
Related pages
Cross-links across the public site for architecture, trust, specialty modules, and rollout.
Workflows
Lifecycle states for portfolio, compliance, orders, and settlement.
Modules
Bounded contexts for core and expansion capabilities.
Risk
Async analytics and explainable risk outputs.
Audit
Immutable evidence model for critical workflow actions.
Reporting
Governance-ready exports and artifact workflows.
Security
Authorization, approval controls, and trust posture.